Almond Recruitment, on behalf of our client a highly respected as one of the industry’s fastest growing and respected brokerage firm are currently looking for a Senior Legal & Compliance Officer for their Limassol office.
- Follow and abide by any of the instructions/requests of the Head of Legal & Compliance.
- Overview regulatory compliance to ensure full compliance with policies, procedures, and applicable laws and regulations.
- Liaise with the relevant regulators when needed (BaFin, CySEC, FSA, VFSC).
- Respond to compliance needs of personnel regarding implementation of procedures in accordance with all laws and regulations and compliance with rules that govern the Company’s operations, products and services.
- Performing reviews in accordance with the group compliance policies and procedures to assess the group’s compliance with its legal and regulatory obligations.
- Conduct client reviews and customer due diligence.
- Monitoring calls & transactions.
- Review Agreements, marketing and advertising material, and publications for compliance.
- Providing support to members of the compliance team in order to fulfill the group’s reporting obligations.
- Perform audits to prospectively test compliance, established laws, regulations, Company’s policies and managerial guidelines, participating in the development of corrective action plans where areas of opportunity are identified.
- Draft, modify and implement Company’s policies and procedures as needed.
- Any other duties as assigned by Management.
- Bachelor’s degree in law, Finance or Economics and /or any other similar field.
- At least 2-years previous working experience in a legal and compliance in same industry
- Other Professional Qualifications such as CySEC’s Advanced Certificate, CySEC’s AML certificate shall be considered an advantage.
- Good knowledge of the national, European and International practices, Laws and Regulations.
- Excellent verbal and written communication skills in English. Any other language shall be considered as an advantage.
- Good teamwork and troubleshooting skills
- High attention to detail.
- Sound computer skills
To apply for this vacancy please send your CV to firstname.lastname@example.org quoting reference CY11698
*Almond Recruitment is a professional recruitment agency run by a team with over 30 years international experience. Feel free to search and apply for job vacancies confidentially In Cyprus or Malta or get in touch with us and benefit from our experience. By sending us your CV, you are giving Almond Recruitment consent to contact you with any current or future job opportunities. CVs are held in the strictest of confidence.