Almond Recruitment, on behalf of our client, a CySEC regulated investment firm, are currently looking for a Regulatory Compliance Officer to join their Limassol office. This is a senior position which will be reporting to the General Manager. If interested, please forward us your CV for more details.

 

Responsibilities

  • Ensure the company’s compliance with local and European regulations
  • Keep up to date with all applicable regulatory materials, such as directives, regulations, any circulars, or similar regulatory documents
  • Prepare and update existing policies and procedures of the company
  • Prepare annual regulatory compliance reports
  • Ensure full and timely regulatory reporting (periodic and ad-hoc)
  • Liaise with internal/external auditors and CySEC on any compliance related matters
  • Provide periodic training to company employees relating to regulatory matters
  • Take part in all regulatory and compliance related discussions internally and externally
  • Ensure full compliance with policies, procedures, and applicable laws and regulations
  • Monitor on a permanent basis and assess on a regular basis, the adequacy and effectiveness of the measures, policies and procedures put in place in the Company, and take actions to address any deficiencies in the Company’s compliance with its obligations
  • Manage compliance and regulatory risk and control of the trading activities
  • Cooperate with company’s AML officer to ensure full compliance with all applicable regulations

 

Requirements

  • At least 3 years’ experience in a senior compliance role in a brokerage firm and relevant experience in Trade Surveillance & Monitoring, Risk Management, Internal Audit
  • Legal background will be considered as an advantage
  • Advanced knowledge of CySEC and European laws and regulations
  • University degree in related field and/or professional qualifications in legal, risk or compliance fields
  • Solid understanding of financial instruments and brokerage services
  • Excellent communication skills, both written and spoken
  • Advanced certificate from CySEC
  • AML certificate from CySEC will be considered as an advantage
  • Fluency in business English
  • Knowledge of Russian or Greek language will be considered as an advantage
  • Cyprus resident

 

Benefits

  • Medical insurance
  • Pension fund

 

 

To apply for this vacancy please send your CV to jobs@almondrecruitment.org quoting reference CY21711.

 

*Almond Recruitment is a professional recruitment agency run by a team with over 30 years international experience. Feel free to search and apply for job vacancies confidentially In Cyprus or Malta or get in touch with us and benefit from our experience. By sending us your CV, you are giving Almond Recruitment consent to contact you with any current or future job opportunities. CVs are held in the strictest of confidence.

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